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Nick Passarelli is the chief compliance officer of LGO Group. He joined LGO in July 2018. He is creating a compliance program around LGO’s electronic platforms, which offer trading to institutional clients in virtual currencies (bitcoin) and digital assets. Prior to joining LGO, he was the CCO of Dealerweb for over nine years. He oversaw Dealerweb’s regulatory functions and compliance with various SEC, FINRA, MSRB, and NFA rules. Dealerweb owns and operates an SEC Registered Alternative Trading System (ATS), providing execution services for market participants that range from electronic to voice trading across 15 asset classes. He was also CCO of Kellogg Partners, managing all the firm’s compliance initiatives.Nick holds a BA from St. John's University and an MBA from the Zicklin School of Business at Baruch College. He also holds the Series 4, 7, 9, 10, 24, 63, and 99 securities licenses.

Nick Passarelli

Compliance training is critical in this new currency.

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